BROKER DEALER AND INVESTMENT ADVISOR
ACCOUNTING SOLUTIONS
OUR SERVICES
We provide on-Site personalized accounting, FINOP and compliance outsourced solutions. In today's regulatory environment, your company shouldn't rely on remote services, as they don't meet the demands.
Having an experienced professional constantly monitoring your business to ensure compliance with FINRA and SEC rules and regulations is a must have in today's complex regulatory environment.
Let us make it simple and easy for you.
WHO WE ARE
Elneser Enterprises, LLC provides professional financial and compliance consulting solutions for small to medium sized broker dealers and investment advisors.
Our solutions will exceed your expectations, and allow you to devote time to what really matters most, growing your business.
We are your key partner in the road to success...
THE DIFFERENCE
We provide our services to broker-dealers and investment advisors in Miami-Dade county, focused in the Coral Gables, Brickell and Downtown areas.
We perform our duties and responsibilities on site and with frequent visits as required by Rule 1022 and as described by notice to members 06-23.
We understand that for best practices and proper supervision, a remote FINOP just won't do.
TESTIMONIAL
DON'T SETTLE FOR LESS!
In the current regulatory environment, keeping up with regulations is now a more complex job. The events of 9-11 and the resulting AML and Patriot Act legislation have radically increased the role that the Chief Financial Officer (CCO) and the Financial and Operations Principal (FINOP) play.
FINRA and SEC rules and regulations are not the only demands. There's a need to also comply with the Sarbanes-Oxley Rules, Anti Money Laundering rules, US Patriot Act and the Privacy Act, NYSE amongst several other regulatory entities.
“Having an experienced local FINOP in our office every week as part of our team was vital to us.
He made sure we could properly manage our proprietary trading portfolio on a daily basis without violating net capital, and our business is growing.”
CEO, Broker/Dealer, client since 2013
