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SERVICES

Some people try. We make it happen.  
ACCOUNTING

 

Fixed Assets and Depreciation

  • Preparation of depreciation reporting

  • Preparation and maintenance of the fixed assets register


HR

  • Complete payroll administration

  • Maintenance of leave records

  • Calculation of statutory deductions and remittances


Controls

  • Bank reconciliation

  • Debtors and creditors management and reconciliation


Transaction Processing

  • Preparation of invoices

  • Processing of supplier invoices/payments

  • Travel expenses

  • Accounts payable

 

Financial Reporting

  • General ledger accounting

  • Financial statements

  • Consolidated financial reports

  • Production of Management Information Systems (MIS) reports

FINOP

 

  • Prepare daily and “moment to moment” Net Capital computations when required by your current activity.

  • Support and training for your Financial and Operations Principal if he/she has little practical experience.

  • Advise, inform and update your firm to help you stay current on any rule changes or new interpretations that may affect a Firm's net capital position and ultimately its ability to conduct certain types of securities business.

  • Review financial statements to help prepare net capital computation and file FOCUS report

  • Advise clients as to the net capital impact of new transactions (mergers, acquisitions, new lines of business, etc.)

  • Assist firms in locating a qualified Financial and Operations Principal

  • Review your current chart of accounts to help you improve and optimize it to meet requirements and automate reporting.

  • Periodic review of record keeping procedures

  • Assistance in communicating with FINRA and SEC examiners

  • Assistance in preparing for FINRA examinations

  • Participate in annual financial audit and FINRA/SEC examination

  • Annual review of Fidelity Bond requirements

  • Preparation of SIPC required reports

  • Phone support is always available to answer all your questions and to help you when needed. 

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